Scott Spencer

Senior Compliance Officer

Life is like a piano. What you get out of it depends on how you play it.
Tom Lehrer
Scott Spencer

Meet Scott

As Senior Compliance Officer at Realized Financial, Scott helps to oversee broker-dealer and investment advisory business compliance.

Scott is a financial services industry executive with experience in institutional and retail sales, operations, compliance, alternative investment products, and practice management with over 20 years of practical knowledge. Scott was a Principal in one of the top-ranked producing independent advisory firms in the country and directed practice management & consulting services at a national level. He holds Series 7, 24, 6, 63, 65 & 22 licenses.

Scott is an avid musician and continues writing and occasionally performing around Austin.

Fun Facts About Scott

  • Scott enjoys surfing and has surfed in the Northern & Southern hemispheres. 

About Stewardship

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