As a Compliance Officer for Realized Financial, Inc., Lisa’s role is to stay up to date with current regulatory obligations to ensure that Realized and Realized Financial conducts business in a compliant manner.
Lisa has a wide range of compliance knowledge, having worked in various roles at Kestra Financial for the previous 20 years. She conducted investigations, handled customer complaints, regulatory inquiries, anti-money laundering, and compliance advertising review. She holds the Series 6, 7, 66, and 24 licenses.
In her free time, Lisa enjoys painting, volunteering at Central Texas Pig Rescue, honing her sarcasm, and DIY projects.
Fun Facts About Lisa
- Lisa has two potbellied pigs named Pookie and Pooh that love belly rubs, treats, and destroying the house.
Realized goes above and beyond to ensure accountability and honesty in everything we do.